The Compliance Lady

While you were sleeping: The SFO Dropped High-Profile Corruption Probes into ENRC and Rio Tinto

August 25, 2023August 25, 2023The Compliance Lady

In a surprising turn of events, the Serious Fraud Office (SFO) has recently closed two significant corruption probes, raising eyebrows and sparking questions about the effectiveness of the UK’s anti-corruption efforts.…Continue readingWhile you were sleeping: The SFO Dropped High-Profile Corruption Probes into ENRC and Rio Tinto

BRICS

6 countries are officially joining BRICS: what does it mean for compliance?

August 24, 2023August 28, 2023The Compliance Lady

In a significant geopolitical development, the BRICS group of emerging nations, consisting of Brazil, Russia, India, China, and South Africa, is poised to expand its membership, welcoming six new countries to its fold.…Continue reading6 countries are officially joining BRICS: what does it mean for compliance?

FATF MONEY LAUNDERING NFDBP UAE

UAE goes after Lawyers, Accountants, and Enablers for non-compliance with AML regulations

August 22, 2023August 28, 2023The Compliance Lady

In a landmark development, the UAE’s Ministry of Economy made a resounding statement by suspending 50 Designated Non-Financial Businesses and Professions (DNFBPs) and imposing fines on 29 others.…Continue readingUAE goes after Lawyers, Accountants, and Enablers for non-compliance with AML regulations

Charter Flights Executive Aviation MONEY LAUNDERING

10 AML Risks Associated with the Private Jets Industry

August 18, 2023August 22, 2023The Compliance Lady

Beyond the allure of exclusivity associated with private jets, lies a dark underbelly, not immediately visible to the compliance officer. Here are 10 AML risks associated with the private jets industry: Compliance officers can remain diligent…Continue reading10 AML Risks Associated with the Private Jets Industry

Books Compliance Officer

Book Review: Living Your Best Compliance Life: 65 Hacks and Cheat Codes to Level Up Your Compliance Program

August 16, 2023August 16, 2023The Compliance Lady

I’ve recently had the privilege of being among the first individuals to receive an exclusive copy of the latest compliance must-have book, “Living Your Best Compliance Life: 65 Hacks and Cheat Codes to Level Up Your…Continue readingBook Review: Living Your Best Compliance Life: 65 Hacks and Cheat Codes to Level Up Your Compliance Program

Compliance Officer

Why we do what we do: A reminder for the Compliance Officer

August 11, 2023August 22, 2023The Compliance Lady

If 15 years in compliance has taught me one thing, it is that compliance officers are an incredibly passionate bunch. Compliance Officers work tirelessly in maintaining integrity, mitigating risks, and upholding the values that define a…Continue readingWhy we do what we do: A reminder for the Compliance Officer

The Compliance Lady