Whistleblower Archives - The Compliance Lady

10 ways to say “No” to corruption in emerging markets

January 15, 2023The Compliance Lady

It can be quite difficult for companies looking to expand into emerging markets to resist paying bribes or facilitation payments to speed up processes or simply have access to administrative services. Saying “no” to corruption in…Continue reading10 ways to say “No” to corruption in emerging markets

Foreign bribery OECD Whistleblower

OECD: 4 Takeaways from the 2021 Recommendations of the Council for Further Combating Bribery of Foreign Public Officials in International Business Transactions

December 1, 2021January 6, 2022The Compliance Lady

The OECD – OCDE issued an important update to its 2009 Recommendations on November 26, 2021,that is poised to be a game-changer in global anticorruption enforcement.

AFA CJIP CORPORATE CORRUPTION EU France SAPIN II SAPIN III Whistleblower

France: Green Light for a new Sapin 3 Anticorruption Law

October 21, 2021August 23, 2023The Compliance Lady

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Banking BIS BSA CORPORATE CORRUPTION EAR EXPORT CONTROLS FinCEN Whistleblower

In case you missed it, post holidays US Compliance roundup

January 4, 2021January 20, 2021The Compliance Lady

As 2020 came to a close, our friends in the U.S. have bestowed a few compliance “holiday gifts” upon us… so just in case you missed it, here’s what has been put under our tree:

ABUSE OF POWER Banking BRIBERY BSA Compliance Officer Grand Corruption Kleptocracy Asset Recovery Public Funds Whistleblower

USA: More Whistleblower Incentives and Protections in Historic Anti-Corruption Legislation

December 20, 2020December 28, 2020The Compliance Lady

BSA-AML Compliance Officers, take heed! A new whistleblower rewards program was approved by the U.S. Congress last week with important implications both for financial institutions and for foreign government officials trying to hide their stolen money…Continue readingUSA: More Whistleblower Incentives and Protections in Historic Anti-Corruption Legislation

Auditor Compliance Officer Dodd-Frank Act SEC Whistleblower

USA: SEC awards more than $300,000 to Auditor

December 15, 2020December 15, 2020The Compliance Lady

If you thought that audit or compliance professionals were ineligible for whistleblower awards, think again. The Securities and Exchange Commission (SEC) awarded today more than $300,000 to an auditor whose “high-quality information and continuing assistance significantly…Continue readingUSA: SEC awards more than $300,000 to Auditor