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SWEDEN: Four Ericsson Employees Charged with Bribery.

May 27, 2021August 23, 2023The Compliance Lady

Four former employees of Swedish telecommunications company Ericsson AB have been charged with bribery in Stockholm. In parallel, Ericsson agrees to pay its Finnish competitor Nokia $97 million for damages claimed related to its corrupt activities.…Continue readingSWEDEN: Four Ericsson Employees Charged with Bribery.

Banking BRIBERY Commodities trading DOJ FCPA Fraud Kickbacks Saudi Arabia SEC UAE

Deutsche Bank fined over $130M to Resolve Bribery and Fraud Violations

January 9, 2021January 9, 2021The Compliance Lady

Deutsche Bank has agreed to pay US authorities nearly $130M and entered into a DPA to resolve allegations that it breached bribery and fraud laws. A network of consultants in the UAE and Saudi Arabia were…Continue readingDeutsche Bank fined over $130M to Resolve Bribery and Fraud Violations

Auditor Compliance Officer Dodd-Frank Act SEC Whistleblower

USA: SEC awards more than $300,000 to Auditor

December 15, 2020December 15, 2020The Compliance Lady

If you thought that audit or compliance professionals were ineligible for whistleblower awards, think again. The Securities and Exchange Commission (SEC) awarded today more than $300,000 to an auditor whose “high-quality information and continuing assistance significantly…Continue readingUSA: SEC awards more than $300,000 to Auditor