SEC Archives - The Compliance Lady

Rio Tinto Dirty Laundry: T-Shirts & Bribery

March 7, 2023August 28, 2023The Compliance Lady

The SEC has brought charges against Rio Tinto plc, the UK- Australia mining giant, for violating the Foreign Corrupt Practices Act (FCPA) due to a bribery scheme with a consultant in Guinea. As part of the settlement for the SEC’s charges, Rio Tinto will pay a $15 million civil penalty.…Continue readingRio Tinto Dirty Laundry: T-Shirts & Bribery

BRIBERY CORPORATE CORRUPTION Distributor FCPA Foreign bribery Gifts, Travel, Hospitality India Middle East SEC Technology Turkey

Oracle sanctioned by the SEC (again) for corrupt misconduct in the Middle East and India

September 27, 2022August 23, 2023The Compliance Lady

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Aerospace Airlines Brazil BRIBERY DOJ DPA FCPA Foreign bribery SEC

FCPA: Brazilian Airline pays $41M to settle corruption charges with US, Brazil Authorities

September 19, 2022August 23, 2023The Compliance Lady

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Aerospace ANTITRUST BRIBERY Defense DOJ SEC

Three senior executives leave Raytheon, company involved in multiple DOJ criminal investigations

March 26, 2022August 23, 2023The Compliance Lady

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Aerospace BRIBERY Defense DOJ FCPA Qatar SEC

US Investigating Raytheon for bribery of Qatar Royal Family Member

September 18, 2021August 23, 2023The Compliance Lady

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BRIBERY CJIP CORPORATE CORRUPTION DOJ FCPA France MONEY LAUNDERING SEC Telecommunications

FRANCE: Alcatel-Lucent Corruption Judgment upheld

June 28, 2021August 23, 2023The Compliance Lady

The appeal of telecommunications equipment supplier Alcatel-Lucent was rejected by French Courts, finalizing the judgment of 150,000 euros in fines levied against the group for bribery of foreign public officials in Costa Rica in the early 2000s.…Continue readingFRANCE: Alcatel-Lucent Corruption Judgment upheld

Category: SEC

Rio Tinto Dirty Laundry: T-Shirts & Bribery

Oracle sanctioned by the SEC (again) for corrupt misconduct in the Middle East and India

FCPA: Brazilian Airline pays $41M to settle corruption charges with US, Brazil Authorities

Three senior executives leave Raytheon, company involved in multiple DOJ criminal investigations

US Investigating Raytheon for bribery of Qatar Royal Family Member

FRANCE: Alcatel-Lucent Corruption Judgment upheld

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