Books Communications Compliance Officer Book Review: Raise Your Game, Not Your Voice September 13, 2021September 13, 2021The Compliance Lady by Lisa Beth Lentini Walker and Stef Tschida | Reviews: Amazon When I finish one book and decide which book to read next, there isn’t…Continue readingBook Review: Raise Your Game, Not Your Voice
ABUSE OF POWER AML Banking BRIBERY BSA Compliance Officer Grand Corruption Kleptocracy Asset Recovery Public Funds Shell Companies USA Whistleblower USA: More Whistleblower Incentives and Protections in Historic Anti-Corruption Legislation December 20, 2020December 28, 2020The Compliance Lady BSA-AML Compliance Officers, take heed! A new whistleblower rewards program was approved by the U.S. Congress last week with important implications both…Continue readingUSA: More Whistleblower Incentives and Protections in Historic Anti-Corruption Legislation
Auditor Compliance Officer Dodd-Frank Act SEC USA Whistleblower USA: SEC awards more than $300,000 to Auditor December 15, 2020December 15, 2020The Compliance Lady If you thought that audit or compliance professionals were ineligible for whistleblower awards, think again. The Securities and Exchange Commission (SEC) awarded…Continue readingUSA: SEC awards more than $300,000 to Auditor
