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The Compliance Lady

Compliance News and Commentary

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Your go-to source for commentary and trends in the world of compliance! My blog is dedicated to providing readers with insights and analysis on hand-picked developments and enforcement actions in the ever-evolving compliance landscape. I cover…Continue readingAbout

Investigations

Silent Exits, Loud Questions: Investigating Negotiated Departures

Whistleblowers play an essential role in uncovering corporate misconduct, safeguarding the integrity of organizations, and protecting the interests of employees, shareholders, and the public. When whistleblowers come forward with allegations of wrongdoing within a company, it is vital to conduct thorough investigations to validate their claims. While abusive terminations and unfair dismissals are often recognized signs of corporate wrongdoing, another, more subtle indicator warrants our attention: negotiated departures.
In the world of corporate misconduct, silence often speaks volumes.
Continue readingSilent Exits, Loud Questions: Investigating Negotiated Departures

Airlines Aviation India Tax haven

Jet Airways’ Founder behind bars: How Funds Were Siphoned Off to Tax Havens

In a startling turn of events, the Enforcement Directorate, a financial crime investigative agency under the Ministry of Finance in India, has made a high-profile arrest that is sending shockwaves through the country’s financial landscape. The individual at the center of this explosive investigation is the founder of a leading airline, a once-mighty aviation giant. His apprehension on September 1 has brought to the surface a complex web of financial intrigue and alleged misconduct, causing ripples far beyond the airline industry.

In this article we delve into the heart of this riveting story, exploring the initial allegations, the shocking revelations, and the implications for India’s financial sector. …Continue readingJet Airways’ Founder behind bars: How Funds Were Siphoned Off to Tax Havens

Misuse of Legal Persons

New Guide to Mitigate Misuse of Legal Persons and Complex Structures

The misuse of legal entities for illicit purposes remains a critical concern in the world’s financial landscape. A new comprehensive information document, complemented by illustrative case studies, has been issued to primarily serve as a guide to Financial Institutions (FIs).…Continue readingNew Guide to Mitigate Misuse of Legal Persons and Complex Structures